Trusted CPA Assurance for Southeastern Wisconsin & Chicago—Reviews, Compilations, Financial Statement Preparation, and IIA‑Aligned Internal Audi
JTA‑CPA provides independent CPA assurance that lenders, owners, and boards can rely on—delivering financial statement preparation, reviews, and compilations with clear communication and on‑time reporting. When risks, governance, or compliance requirements call for deeper support, we align our internal audit services to the IIA Standards and assist with SOX readiness, controls testing, documentation, and remediation. We proudly serve organizations across Mount Pleasant, Milwaukee, Sturtevant, Lake Forest, and Chicago
Assurance Services
Financial statement preparation • Reviews • Compilations • Audit Assessment Preparation
Over 375 Happy Clients & Counting
Which Assurance Level Do You Need? Reviews, Compilations, or Preparation
A review provides limited assurance through inquiry and analytical procedures, offering more credibility than internally produced statements without the scope of a full audit. It’s a practical option for many loan covenants and vendor requirements. (Education framing consistent with market language.)
Financial Statement Preparation—Clean, Consistent Reporting
When assurance isn’t required, we prepare statements that are organized, consistent, and ready for management and third parties—reducing rework and keeping your reporting on schedule.
Financial Statement Preparation—Clean, Consistent Reporting
When assurance isn’t required, we prepare statements that are organized, consistent, and ready for management and third parties—reducing rework and keeping your reporting on schedule.
Internal Audit Support Aligned to IIA Standards
Regulatory expectations and emerging risks demand a disciplined internal audit approach. Grounded in the IIA Standards, our risk‑based methodology strengthens internal controls, improves governance, and produces insights leadership can rely on—without overburdening your team.
SOX Readiness and Co Sourced Audit Assistance
From controls design and testing to documentation and remediation, we help teams meet SOX obligations efficiently. We also co‑source with internal audit to add capacity, standardize methodology, and accelerate results.
Who We Serve in Wisconsin and Chicago
We support private companies and non‑profits across Mount Pleasant, Milwaukee, Sturtevant, Lake Forest, and Chicago with practical assurance solutions delivered on time and with clear communication
Internal Audit Is More Complex—And More Critical—Than Ever
Organizations today operate in an environment of increasing regulatory expectations, heightened governance demands, and rapidly evolving risks. Many internal audit functions struggle under the weight of limited resources, inconsistent methodologies, and outdated processes—challenges that can undermine financial accuracy and leave operational risks unaddressed. Without a disciplined and structured audit approach, leadership may be forced to make decisions without reliable insight. Our role is to provide independent, objective assurance that adds clarity and confidence. Grounded in the IIA Standards, our methodology emphasizes rigor, transparency, and risk‑based prioritization, strengthening internal controls, improving governance, and delivering meaningful insights to support sound decision‑making.
Our Internal Audit practice is built on globally recognized best practices and a commitment to enhancing overall organizational performance. We take the time to understand your business environment, strategic objectives, regulatory obligations, and risk landscape, ensuring every audit engagement is aligned with the needs of executive leadership, the Board, and stakeholders. With deep expertise across the complexities of internal audit, we help design and implement a high‑performing audit function that reinforces accountability, improves financial efficiency, and supports organizational resilience. Our approach evaluates risk, guides change, and monitors performance across the enterprise, creating a sustainable framework for continuous improvement.
Robust internal audit practices provide the structure organizations need to navigate regulatory demands and emerging risks.
Organizations face increasing pressure to strengthen governance, align with regulatory expectations, and manage risk across changing business and technology environments. Without a structured internal audit approach, accuracy suffers, operational risks go unaddressed, and leadership lacks reliable insight for decision‑making.
Incomplete Coverage
Risk areas remain unassessed or under‑scoped.
Manual Processes
Slow execution and inconsistent results.
Limited Risk Planning
Priorities are unclear or outdated.
Undocumented Controls
Limited or irregular testing.
Stakeholder Gaps
Reports lack clarity and actionability.
Limited Capacity
Teams struggle to execute the plan.
Internal Audit Solution
We develop and execute internal audit programs that are structured, risk‑focused, and aligned with your goals. Our services strengthen control environments, improve efficiency, and provide stakeholders with reliable assurance across financial, operational, compliance, and IT areas.
How We Work
1. Assess
Review your environment, risks, and audit universe.
2. Refine
Streamline methodology, documentation, and scope.
3. Execute
Perform audits efficiently with clear objectives.
4. Strengthen
Report results, support remediation, and improve QA.
Outcomes You Can Expect
Comprehensive Financial Statement Services
From preparation to full audit assurance — tailored to your reporting requirements.
Financial Preparation
GAAP‑aligned statements and schedules to meet requirements.
Compilations
Presentations of information without assurance—clear and timely.
Audits
Reasonable assurance—testing, confirmations, and procedures.
Reviews
Limited assurance with analytical procedures and inquiries.
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Assurance & Internal Control Services
Reliable, independent evaluations that strengthen controls, reduce risk, and support confident decision‑making.
Financial & operational
- Financial statement audits
- Internal control evaluations (ICORF / SOX‑aligned)
- Fraud risk assessment & forensic procedures
- Account balance & transaction‑level testing
- Compliance with accounting standards (GAAP, IFRS)
- External audit readiness & support
- Grant, loan & funding compliance audits
- Agreed‑upon procedures
- Financial data analytics & risk insights
- Integrity reviews
SOX Compliance
- Internal control design & documentation
- Controls testing (design & operating effectiveness)
- Controls rationalization & optimization
- Entity‑level controls assessment
- Process walkthroughs & risk assessment
- Remediation planning & support
- SOX program management
- ITGC testing & application control reviews
- Common findings analysis & remediation
- Audit methodology development & QA
- Policy & procedure development
- Training for control owners
IT Controls & Security
- IT general controls (ITGC) testing
- Application controls reviews
- Cybersecurity risk assessments
- Identity & access management (IAM) reviews
- Logical & physical security assessments
- Security architecture & vulnerability reviews
Data, Cloud & Continuity
- Data governance & quality reviews
- Configuration & parameter settings
- Business continuity & disaster recovery
- Cloud security & vendor management
- SOC readiness assessments (SOC 1 / SOC 2)
- IT operations & infrastructure assessments
- IT asset & patch management
Systems & SDLC
- System development lifecycle (SDLC) audits
- Change management reviews
- Project governance & implementation planning
- Change management & user adoption support
- Data mapping, cleansing & conversion
- Process redesign & system configuration
- Pre‑ & post‑implementation reviews
- Controls design & embedded system controls
- Training, documentation & go‑live support
Your Questions, Explained
Agreed-Upon Procedures Engagements
Agreed‑upon procedures (AUP) engagements are performed at the request of clients or third parties who need specific tests or evaluations completed by an independent accountant to add credibility to the results. Before work begins, JTA collaborates closely with all stakeholders to clearly define the procedures, the scope of testing, and the purpose of the engagement.
Financial Statement Audits and Examinations
Audits provide the highest level of assurance to external stakeholders through a comprehensive, independent evaluation of financial statements, including detailed testing such as confirmations, inventory observations, and transaction sampling. Examinations offer a comparable level of assurance but focus on the reasonableness of specific management assertions—such as financial forecasts, internal controls, or compliance with laws and regulations—rather than the full financial statements.
Management and Audit Committee Advisory Services
Understanding your financial statements provides clarity on how your organization generates revenue, manages costs, and creates cash flow. JTA helps transform financial data into practical management tools, supported by clear metrics and historical trends that give you a comprehensive view of your performance and position within the industry. We present your financial information in a clear, actionable format that highlights key trends and implications, and we supplement this with competitive benchmarks to give you insight into your external environment.
Third-Party Audit Preparation
Financial audits are often required by third parties—such as banks evaluating loan requests, government agencies providing funding, or organizations applying for grants. As an independent audit team, we support your accounting staff by preparing or reviewing schedules and documentation needed to substantiate financial statement amounts, disclosures, and compliance requirements.
Financial Statement Reviews, Compilations and Preparation Engagements
Reviews offer limited assurance to outside sources anReviews provide limited assurance by evaluating the plausibility of financial statements through focused inquiries and analytical procedures. They help identify unusual trends or potential issues that may require further analysis, offering credible support for lenders and third‑party users without the depth of a full audit.
Compilations and preparation engagements offer no assurance but help management produce organized, reliable financial statements. Compilations include an accountant’s report and are often used for external purposes, while preparation engagements exclude a report and are typically intended for internal use or general bookkeeping support.d third parties on financial statements and financial statement elements. They involve a tailored combination of management inquiries and analytical reviews of financial information to identify any items requiring further investigation.
Compilations and preparation engagements offer no assurance but do provide management with a formal set of financial statements for the organization and generally are used when bookkeeping assistance is required. Compilations include a formal accountant’s report and are often used for external reporting while preparation engagements typically exclude a formal report and are often intended for internal use.
Internal Audit Assistance and Outsourcing
Internal audit has evolved from a compliance‑driven, detection‑focused function into a strategic capability valued by executive leadership and boards. Recognizing its expanding role, SVA helps organizations leverage their internal audit function to strengthen risk management, enhance control environments, and improve governance effectiveness. Our team provides targeted reviews, assessments, and access to experienced in‑house professionals—allowing your organization to focus its resources where they deliver the greatest value while gaining reliable, insightful assurance.
Sarbanes-Oxley (SOX) Controls Identification and Testing
System and Organization Controls (SOC 1 and SOC 2) Readiness Assessment and Reporting
A SOC report provides assurance that a service organization maintains appropriate internal controls and safeguards when hosting, processing, or managing customer data and assets. As organizations increasingly outsource critical functions, clients and stakeholders more frequently require SOC reports to confirm that control requirements are met and compliance risks are properly managed.
Compliance Audits
A compliance audit helps protect the organization by evaluating whether it adheres to all applicable regulatory requirements, industry standards, and contractual obligations. This comprehensive review verifies that established rules are being followed and that compliance risks are effectively managed.
JTA CPA serves clients across Mount Pleasant, Racine, Kenosha, Milwaukee, Chicago, and the broader Southeast Wisconsin region. We provide a full range of professional services — including tax preparation, accounting, bookkeeping, business advisory, QuickBooks consulting, and assurance support — with a commitment to accuracy, transparency, and exceptional client service. As a local firm invested in our community, we’re here to help individuals and small businesses plan confidently, stay compliant, and make informed financial decisions.
Related Services
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